AI assistant
HP INC — Director's Dealing 2016
Dec 14, 2016
30213_dirs_2016-12-13_d38129b5-adee-47bc-98c2-6a9cfc07d6ca.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2016-11-29
Reporting Person: KEOGH TRACY S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-29 | Common Stock | M | 25811.00 | $15.15 | Acquired | 172251.00 | Direct |
| 2016-11-29 | Common Stock | F | 13469.00 | $15.15 | Disposed | 158782.00 | Direct |
| 2016-12-09 | Common Stock | M | 33170.00 | $15.78 | Acquired | 191952.00 | Direct |
| 2016-12-09 | Common Stock | F | 17309.00 | $15.78 | Disposed | 174643.00 | Direct |
| 2016-12-10 | Common Stock | M | 49075.00 | $15.78 | Acquired | 223718.00 | Direct |
| 2016-12-10 | Common Stock | F | 25609.00 | $15.78 | Disposed | 198109.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-29 | Performance Adjusted Restricted Stock Units | $ | M | 25811.00 | Disposed | Common Stock (25811.00) | Direct | |
| 2016-12-09 | Restricted Stock Unit | $ | M | 33170.00 | Disposed | Common Stock (33170.00) | Direct | |
| 2016-12-10 | Restricted Stock Units | $ | M | 18403.00 | Disposed | Common Stock (18403.00) | Direct | |
| 2016-12-10 | Restricted Stock Units | $ | M | 30672.00 | Disposed | Common Stock (30672.00) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F2: As previously reported, on 12/11/2014 the reporting person was granted 46,456 performance adjusted restricted stock units ("PARSUs"), of which 24,831 vested on 11/29/2016 based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 980 vested dividend equivalent units.
F3: On 12/9/2015 the reporting person was granted 95,789 RSUs, 31,929 of which vested on 12/9/2016, and 31,930 of which will vest on each of 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,241 vested dividend equivalent rights.
F4: On 12/10/2014 the reporting person was granted 52,080 RSUs, 17,359 of which vested on 9/17/2015, 17,360 of which vested on 12/10/2016 and 17,361 of which will vest on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,043 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
F5: On 12/10/2014 the reporting person was granted 115,735 RSUs, 28,932 of which vested on 9/17/2015, 28,934 of which vested on 12/10/2016, 28,933 of which will vest on 12/10/2017 and 28,936 of which will vest on 12/10/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,738 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.