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HP INC — Director's Dealing 2015
Nov 13, 2015
30213_dirs_2015-11-12_29253cb6-d2ac-471a-b437-f5f094f5fd41.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2015-11-01
Reporting Person: LORES ENRIQUE (President, PSS)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | .562 | Direct |
| Common Stock | 980 | Indirect |
| Common Stock | 3165 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $48.45 | 2016-04-21 | Common Stock (20000) | Direct | |
| Employee Stock Option (right to buy) | $13.83 | 2020-12-06 | Common Stock (45000) | Direct | |
| Employee Stock Option (right to buy) | $26.99 | 2021-12-11 | Common Stock (25000) | Direct | |
| Employee Stock Option (right to buy) | $37.36 | 2022-12-10 | Common Stock (30000) | Direct | |
| Employee Stock Option (right to buy) | $26.96 | 2023-10-30 | Common Stock (217822) | Direct | |
| Restricted Stock Units | $ | Common Stock (6978.8919) | Direct | ||
| Restricted Stock Units | $ | Common Stock (4333.1832) | Direct | ||
| Restricted Stock Units | $ | Common Stock (6807.8919) | Direct | ||
| Restricted Stock Units | $ | Common Stock (153202.1323) | Direct | ||
| Restricted Stock Units | $ | Common Stock (64911) | Direct |
Footnotes
F1: This option became exercisable beginning on this date.
F2: This option will become exercisable in three equal annual installments beginning on this date.
F3: This option is no longer exercisable beginning on this date.
F4: The performance contingent stock options will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
F5: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F6: On 07/29/15 the Issuer announced approved amendments to certain outstanding long-term incentive awards that were originally scheduled to vest between 09/18/15 and 12/31/15, to provide for the accelerated vesting on 09/17/15.
F7: On 07/26/13 the reporting person was granted 20,000 restricted stock units ("RSUs"), 6,666 of which vested on 07/26/14, 6,667 of which vested on 07/26/15, and 6,667 of which will vest on 07/26/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 includes 311.8919 vested dividend equivalent rights accrued but not released since the grant date.
F8: On 12/11/13 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 12/11/14, 4,167 of which vested early on 09/17/15, and 4,167 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 includes 166.1832 vested dividend equivalent rights accrued but not released since the grant date.
F9: On 12/10/14 the reporting person was granted 10,000 RSUs, 3,333 of which vested early on 09/17/15, 3,333 of which will vest on 12/10/16, and 3,334 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 includes 140.8919 vested dividend equivalent rights accrued but not released since the grant date.
F10: On 03/18/15 the reporting person was granted 151,378 RSUs, 50,459 of which will vest on each of 03/18/16 and 03/18/17, and 50,460 of which will vest on 03/18/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 includes 1,824.132 vested dividend equivalent rights accrued but not released since the grant date.
F11: On 10/30/15 the reporting person was granted 64,911 RSUs, 21,637 of which will vest on each of 10/30/16, 10/30/17, and 10/30/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock.