Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

HP INC Director's Dealing 2014

Oct 20, 2014

30213_dirs_2014-10-20_d149b54c-db86-4b6e-ae5e-a20240404cec.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HEWLETT PACKARD CO (HPQ)
CIK: 0000047217
Period of Report: 2014-10-16

Reporting Person: KADIFA ABDO G (EVP, Strategic Relationships)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-10-16 Common Stock M 63000 $22.80 Acquired 63913.3943 Direct
2014-10-16 Common Stock S 3600 $32.2758 Disposed 60313.3943 Direct
2014-10-16 Common Stock S 39900 $33.4311 Disposed 20413.3943 Direct
2014-10-16 Common Stock S 19500 $33.8902 Disposed 913.3943 Direct
2014-10-17 Common Stock M 63000 $22.80 Acquired 63913.3943 Direct
2014-10-16 Common Stock S 63000 $34.1246 Disposed 913.3943 Direct
2014-10-16 Common Stock S 3200 $32.8525 Disposed 39937 Indirect
2014-10-16 Common Stock S 18369 $33.7023 Disposed 21568 Indirect
2014-10-17 Common Stock S 21568 $34.0692 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-10-16 Employee Stock Option (right to buy) $22.80 M 63000 Disposed 2020-05-29 Common Stock (63000) Direct
2014-10-17 Employee Stock Option (right to buy) $22.80 M 63000 Disposed 2020-05-29 Common Stock (63000) Direct
2014-07-02 Restricted Stock Units $ A 196.424 Acquired Common Stock (196.424) Direct
2014-07-02 Restricted Stock Units $ A 514.0133 Acquired Common Stock (514.0133) Direct
2014-07-02 Restricted Stock Units $ A 415.8668 Acquired Common Stock (415.8668) Direct

Footnotes

F1: The total beneficial ownership includes 4.2551 shares at $34.0248 per share received through dividends paid in shares under the HP 2011 Employee Stock Purchase Plan ("ESPP") on 07/03/14, and 4.2380 shares at $34.3252 per share received on 10/02/14 through dividends paid in shares under the ESPP with respect to shares held under the ESPP.

F2: The total direct beneficial ownership reflects a decrease of 13,792 shares due to the transfer of 13,792 shares previously reported as being held directly by the reporting person into the reporting person's Trust on 06/03/14.

F3: The total indirect beneficial ownership reflects an increase of 13,792 shares due to the transfer of 13,792 shares previously reported as being held directly by the reporting person into his Trust on 06/03/14.

F4: The price in Column 4 is a weighted average price. The prices actually received ranged from $31.74 to $32.73. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.

F5: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.74 to $33.73. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.

F6: The price in Column 4 is a weighted average price. The prices actually received ranged from $33.74 to $34.1400. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.

F7: The price in Column 4 is a weighted average price. The prices actually received ranged from $33.81 to $34.45. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.

F8: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.10 to $33.09. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.

F9: The price in Column 4 is a weighted average price. The prices actually received ranged from $33.19 to $34.0950. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.

F10: The price in Column 4 is a weighted average price. The prices actually received ranged from $33.8050 to $34.43. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.

F11: The option became exercisable beginning on this date.

F12: The option is no longer exercisable beginning on this date.

F13: Each restricted stock unit represents a contingent right to receive one share of HP common stock.

F14: As previously reported, on 05/29/12 the reporting person was granted 63,000 restricted stock units ("RSUs"), 21,000 of which vested on each of 05/29/13 and 05/29/14, and 21,000 of which will vest on 05/29/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 196.4240 dividend equivalent rights being reported reflect 99.1736 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14, and 97.2504 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14.

F15: As previously reported, on 12/06/12 the reporting person was granted 82,430 RSUs, 27,476 of which vested on 12/06/13, and 27,477 of which will vest on each of 12/06/14 and 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 514.0133 dividend equivalent rights being reported reflect 259.5230 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14, and 254.4903 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14.

F16: As previously reported, on 12/11/13 the reporting person was granted 44,461 RSUs, 14,820 of which will vest on each of 12/11/14 and 12/11/15, and 14,821 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 415.8668 dividend equivalent rights being reported reflect 209.9693 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14, and 205.8975 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14.