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HP INC — Director's Dealing 2014
Dec 9, 2014
30213_dirs_2014-12-09_cbf8fe3d-057c-465a-aadb-2289b0fe01ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEWLETT PACKARD CO (HPQ)
CIK: 0000047217
Period of Report: 2014-12-06
Reporting Person: Fink Martin (EVP, CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-06 | Common Stock | M | 15131 | $39.55 | Acquired | 16324.552 | Direct |
| 2014-12-06 | Common Stock | F | 7896 | $39.55 | Disposed | 8428.552 | Direct |
| 2014-12-07 | Common Stock | M | 3749 | $39.55 | Acquired | 12177.552 | Direct |
| 2014-12-07 | Common Stock | F | 1957 | $39.55 | Disposed | 10220.552 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-06 | Restricted Stock Units | $ | M | 15131 | Disposed | Common Stock (15131) | Direct | |
| 2014-12-07 | Restricted Stock Units | $ | M | 3749 | Disposed | Common Stock (3749) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of HP common stock.
F2: As previously reported, on 12/06/12 the reporting person was granted 43,384 Restricted Stock Units ("RSUs"), 14,461 of which vested on each of 12/06/13 and 12/06/14, and 14,462 of which will vest on 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 670 vested dividend equivalent rights and a de minimus adjustment of 0.6866 due to fractional rounding of the dividend equivalent rights.
F3: As previously reported, on 12/07/11 the reporting person was granted 10,500 RSUs, 3,500 of which vested on each of 12/07/12, 12/07/13, and 12/07/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 249 vested dividend equivalent rights and a de minimus adjustment of 0.7691 due to fractional rounding of the dividend equivalent rights.