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HP INC — Director's Dealing 2014
Dec 16, 2014
30213_dirs_2014-12-15_bf14dd3b-76d0-4a23-9e7f-66185dd4930b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEWLETT PACKARD CO (HPQ)
CIK: 0000047217
Period of Report: 2014-12-11
Reporting Person: Fink Martin (EVP, CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-11 | Common Stock | M | 41672 | $26.99 | Acquired | 42865.552 | Direct |
| 2014-12-11 | Common Stock | S | 41672 | $37.6234 | Disposed | 1193.552 | Direct |
| 2014-12-11 | Common Stock | M | 10383 | $38.47 | Acquired | 11576.552 | Direct |
| 2014-12-11 | Common Stock | F | 5419 | $38.47 | Disposed | 6157.552 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-11 | Employee Stock Option (right to buy) | $26.99 | M | 41672 | Disposed | 2021-12-11 | Common Stock (41672) | Direct |
| 2014-12-11 | Restricted Stock Units | $ | M | 10383 | Disposed | Common Stock (10383) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/28/14.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $37.34 to $37.84. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.
F3: This option became exercisable beginning on this date.
F4: This option is no longer exercisable beginning on this date.
F5: Each restricted stock unit represents a contingent right to receive one share of HP common stock.
F6: As previously reported, on 12/11/13 the reporting person was granted 30,567 restricted stock units ("RSUs"), 10,189 of which vested on 12/11/14, and 10,189 of which will vest on each of 12/11/15 and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 194 vested dividend equivalent rights and a de minimus adjustment of 0.5770 due to fractional rounding of the dividend equivalent rights.