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HP INC — Director's Dealing 2014
Dec 16, 2014
30213_dirs_2014-12-15_dbb1ac9f-1bd7-455b-902d-1200e5ad7025.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEWLETT PACKARD CO (HPQ)
CIK: 0000047217
Period of Report: 2014-12-11
Reporting Person: SCHULTZ JOHN F (EVP, GC & SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-11 | Common Stock | M | 45461 | $26.99 | Acquired | 76700.7242 | Direct |
| 2014-12-11 | Common Stock | S | 45461 | $37.6289 | Disposed | 31239.7242 | Direct |
| 2014-12-11 | Common Stock | M | 11326 | $38.47 | Acquired | 42565.7242 | Direct |
| 2014-12-11 | Common Stock | F | 5911 | $38.47 | Disposed | 36654.7242 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-11 | Employee Stock Option (right to buy) | $26.99 | M | 45461 | Disposed | 2021-12-11 | Common Stock (45461) | Direct |
| 2014-12-11 | Restricted Stock Units | $ | M | 11326 | Disposed | Common Stock (11326) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/04/14.
F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $37.34 to $37.84. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3: This option became exercisable beginning on this date.
F4: This option is no longer exercisable beginning on this date.
F5: Each restricted stock unit represents a contingent right to receive one share of HP common stock.
F6: As previously reported, on 12/11/13 the reporting person was granted 33,346 restricted stock units ("RSUs"), 11,115 of which vested on 12/11/14, 11,115 of which will vest on 12/11/15, and 11,116 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 211 vested dividend equivalent rights and a de minimus adjustment of 0.9896 due to fractional rounding of the dividend equivalent rights.