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Howmet Aerospace Inc. — Director's Dealing 2023
Feb 25, 2023
29914_dirs_2023-02-24_a1749a48-de88-4012-8d3d-ff60ce26ed5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Howmet Aerospace Inc. (HWM)
CIK: 0000004281
Period of Report: 2023-02-23
Reporting Person: Shultz Barbara Lou (Vice President and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-23 | Common Stock | M | 4627 | $23.86 | Acquired | 25169 | Direct |
| 2023-02-23 | Common Stock | S | 4627 | $42.1607 | Disposed | 20542 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-23 | Employee Stock Option (right to buy) | $23.86 | M | 4627 | Disposed | 2024-01-16 | Common Stock (4627) | Direct |
Footnotes
F1: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.16 to $42.17. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F2: The option became exercisable in three equal annual installments beginning on January 16, 2015, which was the first anniversary of the date on which the option was granted.