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Howmet Aerospace Inc. — Director's Dealing 2023
Dec 13, 2023
29914_dirs_2023-12-12_1efef1fc-81be-4136-a07c-c03203eb3ec3.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Howmet Aerospace Inc. (HWM)
CIK: 0000004281
Period of Report: 2022-12-31
Reporting Person: PLANT JOHN C (Director, Executive Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-06 | Common Stock | G | 284043 | — | Disposed | 1303687 | Indirect |
| 2022-12-06 | Common Stock | G | 284043 | — | Acquired | 284043 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 314179 | Direct |
Footnotes
F1: On December 6, 2022, the reporting person transferred for no consideration 284,043 shares of HWM common stock from a grantor retained annuity trust for which the reporting person is the sole trustee, grantor and beneficiary to a remainder trust described below. Concurrently, the reporting person transferred for no consideration 676,824 shares of HWM common stock between trusts for which the reporting person is the sole trustee, grantor and beneficiary in a transaction exempt from reporting pursuant to Rule 16a-13.
F2: Shares held in a remainder trust for which the reporting person is the sole trustee and grantor and his children are the beneficiaries.