Howmet Aerospace Inc. — Director's Dealing 2021

Apr 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Howmet Aerospace Inc. (HWM)
CIK: 0000004281
Period of Report: 2021-03-31

Reporting Person: PLANT JOHN C (Director, Chairman and Co-CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-31	Common Stock	M	333334	—	Acquired	1175233	Direct
2021-03-31	Common Stock	F	144934	$32.13	Disposed	1030299	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-31	Restricted Stock Units	$	M	333334	Disposed		Common Stock (333334)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	500463	Indirect

Footnotes

F1: Each restricted stock unit converted into common stock on a one-for-one basis.

F2: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

F3: Shares held in grantor retained annuity trusts (GRATS), each of which the reporting person is the trustee and beneficiary.

F4: These time-vested restricted stock units were part of an equity award granted on April 2, 2020 and vested on March 31, 2021.