Howmet Aerospace Inc. — Director's Dealing 2020

Feb 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Arconic Inc. (ARNC)
CIK: 0000004281
Period of Report: 2020-02-06

Reporting Person: PLANT JOHN C (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-06	Common Stock	M	1000000	—	Acquired	1028282	Direct
2020-02-06	Common Stock	F	414138	$31.40	Disposed	614144	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-06	Restricted Stock Unit	$	M	1000000	Acquired		Common Stock (1000000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	220000	Indirect
Common Stock	80463	Indirect

Footnotes

F1: Acquisition of common stock upon vesting and settlement of restricted stock units. Each restricted stock unit converted into common stock on a one-for-one basis.

F2: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3

F3: Grantor retained annuity trust (GRAT) of which the reporting person is the trustee and beneficiary.

F4: Revocable living trust of which the reporting person is the trustee and beneficiary, with voting and investment power.

F5: Each restricted stock unit represents a contingent right to receive one share of common stock of Arconic Inc. ("Arconic") or, at Arconic's election, cash equivalent to the fair market value thereof.

F6: These restricted stock units vested on the first anniversary of February 6, 2019, and were contingent on Mr. Plant's continued service as Chief Executive Officer through such date and subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date.