Howmet Aerospace Inc. — Director's Dealing 2020

Apr 10, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Howmet Aerospace Inc. (HWM)
CIK: 0000004281
Period of Report: 2020-04-01

Reporting Person: Oal Tolga I (Director, Co-Chief Executive Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	110160	Direct
Common Stock	1319	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock Units	$		Common Stock (1886)		Direct

Footnotes

F1: On April 1, 2020, Arconic Inc. completed the separation of its business into two independent, publicly-traded companies (the Separation): Howmet Aerospace Inc. and Arconic Corporation. In connection with the Separation, all equity awards held by the reporting person with respect to Arconic Inc.'s common stock as of the Separation will be adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 do not reflect such adjustment, to the extent applicable, and this Form 4 will be amended in a subsequent filing to reflect such adjustment.

F2: Phantom stock units were acquired under the Arconic Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

F3: 1 For 1