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Howmet Aerospace Inc. — Director's Dealing 2019
Nov 28, 2019
29914_dirs_2019-11-27_d5b3960d-2066-49ab-8187-19a41659399e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arconic Inc. (ARNC)
CIK: 0000004281
Period of Report: 2019-11-25
Reporting Person: MYERS TIMOTHY DONALD (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-25 | Common Stock | M | 5166 | $30.51 | Acquired | 28925 | Direct |
| 2019-11-25 | Common Stock | S | 5166 | $30.8208 | Disposed | 23759 | Direct |
| 2019-11-25 | Common Stock | M | 5166 | $30.51 | Acquired | 28925 | Direct |
| 2019-11-25 | Common Stock | S | 5148 | $30.816 | Disposed | 23777 | Direct |
| 2019-11-25 | Common Stock | M | 4513 | $22.92 | Acquired | 28290 | Direct |
| 2019-11-25 | Common Stock | S | 4513 | $30.8208 | Disposed | 23777 | Direct |
| 2019-11-25 | Common Stock | M | 4513 | $22.92 | Acquired | 28290 | Direct |
| 2019-11-25 | Common Stock | S | 3897 | $30.816 | Disposed | 24393 | Direct |
| 2019-11-25 | Common Stock | M | 6072 | $21.13 | Acquired | 30465 | Direct |
| 2019-11-25 | Common Stock | S | 6072 | $30.8208 | Disposed | 24393 | Direct |
| 2019-11-25 | Common Stock | M | 6072 | $21.13 | Acquired | 30465 | Direct |
| 2019-11-25 | Common Stock | S | 5053 | $30.816 | Disposed | 25412 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-25 | Employee Stock Option (right to buy) | $30.51 | M | 10332 | Disposed | 2020-01-26 | Common Stock (10332) | Direct |
| 2019-11-25 | Employee Stock Option (right to buy) | $22.92 | M | 9026 | Disposed | 2022-01-20 | Common Stock (9026) | Direct |
| 2019-11-25 | Employee Stock Option (right to buy) | $21.13 | M | 12144 | Disposed | 2027-01-13 | Common Stock (12144) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 38907 | Indirect |
Footnotes
F1: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.76 to $30.88. The reporting person undertakes to provide to Arconic Inc. ("Arconic"), any security holder of Arconic, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.77 to $30.895. The reporting person undertakes to provide to Arconic, any security holder of Arconic, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3: The option, representing a right to purchase a total of 10,332 shares, became exercisable in three equal annual installments beginning on January 26, 2011, which was the first anniversary of the date on which the option was granted.
F4: The option, representing a right to purchase a total of 9,027 shares, became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted.
F5: The option, representing a right to purchase a total of 36,430 shares, becomes exercisable in three equal annual installments beginning on January 13, 2018, which was the first anniversary of the date on which the option was granted.
F6: Employee stock options are granted without payment of consideration.