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Howmet Aerospace Inc. Director's Dealing 2019

Nov 28, 2019

29914_dirs_2019-11-27_d5b3960d-2066-49ab-8187-19a41659399e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Arconic Inc. (ARNC)
CIK: 0000004281
Period of Report: 2019-11-25

Reporting Person: MYERS TIMOTHY DONALD (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-25 Common Stock M 5166 $30.51 Acquired 28925 Direct
2019-11-25 Common Stock S 5166 $30.8208 Disposed 23759 Direct
2019-11-25 Common Stock M 5166 $30.51 Acquired 28925 Direct
2019-11-25 Common Stock S 5148 $30.816 Disposed 23777 Direct
2019-11-25 Common Stock M 4513 $22.92 Acquired 28290 Direct
2019-11-25 Common Stock S 4513 $30.8208 Disposed 23777 Direct
2019-11-25 Common Stock M 4513 $22.92 Acquired 28290 Direct
2019-11-25 Common Stock S 3897 $30.816 Disposed 24393 Direct
2019-11-25 Common Stock M 6072 $21.13 Acquired 30465 Direct
2019-11-25 Common Stock S 6072 $30.8208 Disposed 24393 Direct
2019-11-25 Common Stock M 6072 $21.13 Acquired 30465 Direct
2019-11-25 Common Stock S 5053 $30.816 Disposed 25412 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-25 Employee Stock Option (right to buy) $30.51 M 10332 Disposed 2020-01-26 Common Stock (10332) Direct
2019-11-25 Employee Stock Option (right to buy) $22.92 M 9026 Disposed 2022-01-20 Common Stock (9026) Direct
2019-11-25 Employee Stock Option (right to buy) $21.13 M 12144 Disposed 2027-01-13 Common Stock (12144) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 38907 Indirect

Footnotes

F1: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.76 to $30.88. The reporting person undertakes to provide to Arconic Inc. ("Arconic"), any security holder of Arconic, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.77 to $30.895. The reporting person undertakes to provide to Arconic, any security holder of Arconic, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3: The option, representing a right to purchase a total of 10,332 shares, became exercisable in three equal annual installments beginning on January 26, 2011, which was the first anniversary of the date on which the option was granted.

F4: The option, representing a right to purchase a total of 9,027 shares, became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted.

F5: The option, representing a right to purchase a total of 36,430 shares, becomes exercisable in three equal annual installments beginning on January 13, 2018, which was the first anniversary of the date on which the option was granted.

F6: Employee stock options are granted without payment of consideration.