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Howmet Aerospace Inc. — Director's Dealing 2017
May 9, 2017
29914_dirs_2017-05-09_8fc23c6f-9c3d-4c61-88c6-cf8b5e703e00.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Arconic Inc. (ARNC)
CIK: 0000004281
Period of Report: 2017-05-01
Reporting Person: Roegner Eric V (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 111877 | Direct |
| Common Stock | 2523 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $36.60 | 2021-01-25 | Common Stock (6790) | Direct | |
| Employee Stock Option (right to buy) | $22.92 | 2022-01-20 | Common Stock (11317) | Direct | |
| Employee Stock Option (right to buy) | $20.01 | 2023-01-16 | Common Stock (10012) | Direct | |
| Employee Stock Option (right to buy) | $15.19 | 2026-01-19 | Common Stock (32621) | Direct | |
| Phantom Stock Units | $ | Common Stock (1431) | Direct |
Footnotes
F1: The option vested in three equal annual installments beginning January 25, 2012.
F2: The option vested in three equal annual installments beginning January 20, 2013.
F3: The option vested in three equal annual installments beginning January 16, 2014.
F4: The option vests in three equal annual installments beginning January 19, 2017.
F5: Phantom stock units were acquired under the Arconic Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.
F6: 1 For 1