Howmet Aerospace Inc. — Director's Dealing 2014

Jun 30, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2014-06-24

Reporting Person: Harvey Roy Christopher (Executive Vice President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	12279	Direct
Common Stock	7584	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$8.33	2015-01-23	Common Stock (12427)		Direct
Employee Stock Option (right to buy)	$13.54	2020-01-26	Common Stock (18720)		Direct
Employee Stock Option (right to buy)	$16.24	2021-01-25	Common Stock (24480)		Direct
Employee Stock Option (right to buy)	$10.17	2022-01-20	Common Stock (31080)		Direct
Employee Stock Option (right to buy)	$8.88	2023-01-16	Common Stock (41760)		Direct
Employee Stock Option (right to buy)	$11.04	2024-01-16	Common Stock (104320)		Direct

Footnotes

F1: The option was part of an option grant that vested in three equal annual installments beginning January 23, 2010. The shares remaining subject to the option (reported in the table) vested on January 23, 2012.

F2: The option was part of an option grant that vested in three equal annual installments beginning January 26, 2011. The shares remaining subject to the option (reported in the table) vested in two equal annual installments on January 26, 2012 and January 26, 2013.

F3: The option vested in three equal annual installments beginning January 25, 2012.

F4: The option vests in three equal annual installments beginning January 20, 2013.

F5: The option vests in three equal annual installments beginning January 16, 2014.

F6: The option vests in three equal annual installments beginning January 16, 2015.