Howmet Aerospace Inc. — Director's Dealing 2013

Jan 18, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2013-01-16

Reporting Person: Bottger Graeme (Vice President and Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-01-16	Common Stock	A	4108	—	Acquired	33412	Direct
2013-01-16	Common Stock	A	6541	—	Acquired	39953	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-01-16	Employee Stock Option (right to buy)	$8.88	A	71040	Acquired	2023-01-16	Common Stock (71040)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	16050	Indirect

Footnotes

F1: The option vests in three equal annual installments beginning January 16, 2014.

F2: Employee stock options are granted without payment of consideration.

F3: In the aggregate, a total of 341,440 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.