AI assistant
Howmet Aerospace Inc. — Director's Dealing 2013
Apr 1, 2013
29914_dirs_2013-04-01_d228a277-3543-4f84-8a58-3d69c48f7cda.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2013-03-28
Reporting Person: KLEINFELD KLAUS (Director, Chairman and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-28 | Phantom Stock Units | $ | A | 743 | Acquired | Common Stock (743) | Direct |
Footnotes
F1: 1 For 1
F2: Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.
F3: As of 3/28/2013, the reporting person also held 3,527 phantom stock units under the Alcoa Deferred Fee Plan for Directors which are to be paid out in cash after Board service ends. The report filed on 12/26/2012 incorrectly stated the balance as 3,503 phantom stock units as of 12/21/2012 instead of 3,514 units.