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Howmet Aerospace Inc. — Director's Dealing 2013
Jun 4, 2013
29914_dirs_2013-06-04_4fd9a791-d680-4a25-8d29-b33dd03587d9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2013-06-01
Reporting Person: Wilt Robert G (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 39550 | Direct |
| Common Stock | 4351 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $8.33 | 2015-01-23 | Common Stock (16867) | Direct | |
| Employee Stock Option (right to buy) | $13.54 | 2020-01-26 | Common Stock (37280) | Direct | |
| Employee Stock Option (right to buy) | $10.17 | 2022-01-20 | Common Stock (68160) | Direct |
Footnotes
F1: The option was part of an option grant that vested in three equal annual installments beginning January 23, 2010. The shares remaining subject to the option (reported in the table) vested on January 23, 2012.
F2: The option was part of an option grant that vested in three equal annual installments beginning January 26, 2011. The shares remaining subject to the option (reported in the table) vested in two equal annual installments on January 26, 2012 and January 26, 2013.
F3: The option vests in three equal annual installments beginning January 20, 2013.