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Howmet Aerospace Inc. — Director's Dealing 2013
Oct 28, 2013
29914_dirs_2013-10-28_403f8feb-b404-4495-9907-25816cda64dd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2013-10-21
Reporting Person: Collins Robert Sean (Vice President and Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26537.84 | Direct |
| Common Stock | 1133 | Indirect |
| Common Stock | 3596 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $28.79 | 2014-01-17 | Common Stock (3356) | Direct | |
| Employee Stock Option (right to buy) | $8.33 | 2015-01-23 | Common Stock (29333) | Direct | |
| Employee Stock Option (right to buy) | $13.54 | 2020-01-26 | Common Stock (19260) | Direct | |
| Employee Stock Option (right to buy) | $16.24 | 2021-01-25 | Common Stock (12720) | Direct | |
| Employee Stock Option (right to buy) | $10.17 | 2022-01-20 | Common Stock (40680) | Direct | |
| Employee Stock Option (right to buy) | $8.88 | 2023-01-16 | Common Stock (40920) | Direct |
Footnotes
F1: The option vested in three equal annual installments beginning January 17, 2009.
F2: The option was part of an option grant that vested in three equal annual installments beginning January 23, 2010. The shares remaining subject to the option (reported in the table) vested on January 23, 2012.
F3: The option vested in three equal annual installments beginning January 26, 2011.
F4: The option vests in three equal annual installments beginning January 25, 2012.
F5: The option vests in three equal annual installments beginning January 20, 2013.
F6: The option vests in three equal annual installments beginning January 16, 2014.