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Howmet Aerospace Inc. — Director's Dealing 2012
Oct 2, 2012
29914_dirs_2012-10-02_842cb1dd-32bc-4cab-bf1c-0c9a87e3d369.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2012-10-01
Reporting Person: GUERON JUDITH M (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-01 | Phantom Stock Units | $ | A | 662 | Acquired | Common Stock (662) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15509.3415 | Direct |
Footnotes
F1: Includes shares acquired under the Alcoa Dividend Reinvestment Plan
F2: 1 For 1
F3: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends.
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