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Howmet Aerospace Inc. — Director's Dealing 2011
Jul 5, 2011
29914_dirs_2011-07-05_3f5269c8-1d03-48c1-a27c-1231a044b51e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2011-07-01
Reporting Person: GUERON JUDITH M (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-01 | Phantom Stock Units | $ | A | 368 | Acquired | Common Stock (368) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15269.3987 | Direct |
Footnotes
F1: Includes shares acquired under the Alcoa Dividend Reinvestment Plan
F2: 1 For 1
F3: Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends.
F4: This total includes phantom stock units held under the Alcoa 2005 Deferred Fee Plan for Directors that have been previously reported on the reporting person's Form 4 reports but were inadvertently omitted by the plan administrator (in the amount of 4,089 units at a price of $17.60/share) from the total as shown in column 9 of the reporting person's Form 4 report filed on April 4, 2011.