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Howmet Aerospace Inc. — Director's Dealing 2009
Nov 17, 2009
29914_dirs_2009-11-17_d02559e4-ff67-4088-b9c5-66e7bf8449ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2009-11-13
Reporting Person: RUSSO PATRICIA F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-13 | Common Stock | M | 50 | — | Acquired | 10050 | Direct |
| 2009-11-13 | Common Stock | D | 50 | $13.18 | Disposed | 10000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-11-13 | Restricted Stock Units | $ | M | 50 | Disposed | 2009-11-13 | Common Stock (50) | Direct |
Footnotes
F1: Each restricted stock unit granted on November 13, 2008 under the Directors Plan: "You Make a Difference Award" represented a contingent right to receive the cash value of one share of Alcoa Inc. common stock on a 1-for-1 basis after a one-year vesting period. All of the units were settled for cash upon vesting on November 13, 2009.
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