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Howmet Aerospace Inc. — Director's Dealing 2007
Dec 31, 2007
29914_dirs_2007-12-31_3acbae5e-56fa-4548-b1e3-9ecbfdd40a95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2007-12-27
Reporting Person: REITAN BERNT (Executive Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-12-27 | Phantom Stock Units | $ | A | 84 | Acquired | Common Stock (84) | Direct |
Footnotes
F1: 1 for 1
F2: Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.
F3: As of 12/27/2007, the reporting person also held 20,471.7861 phantom stock units under the Alcoa Stock Acquisition Plan, which vest three years after the applicable award date. Upon vesting, the units become subject to the provisions of the Alcoa Deferred Compensation Plan and are reported as held under that Plan.