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Howmet Aerospace Inc. — Director's Dealing 2004
Jan 14, 2004
29914_dirs_2004-01-14_a2b3b5b9-ec9a-440f-942f-5cabfd7d1995.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2004-01-12
Reporting Person: PURTELL LAWRENCE R (Exec. VP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-01-12 | Common Stock | M | 37567 | $22.555 | Acquired | 77025 | Indirect |
| 2004-01-12 | Common Stock | F | 30763 | $36.295 | Disposed | 46262 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-01-12 | Employee Stock Option (right to buy) | $22.555 | M | 37567 | Disposed | 2013-01-10 | Common Stock (37567) | Direct |
| 2004-01-12 | Employee Stock Option (right to buy) | $36.295 | A | 29341 | Acquired | 2013-01-10 | Common Stock (29341) | Direct |
Footnotes
F1: Held by a trust for the benefit of the reporting person. The reporting person's spouse is trustee of the trust.
F2: Employee stock options are granted without payment of consideration.
F3: In the aggregate, a total of 473,646 employee stock options (with various prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.
F4: These are reload stock options granted in connection with the reporting person's exercise of outstanding options and payment of the option exercise costs by delivering previously owned shares to the Company as reported herein.