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Hoth Therapeutics, Inc. — Director's Dealing 2019
Mar 4, 2019
34935_dirs_2019-03-04_9991f822-ed2e-4624-a13c-b1cdec49e3fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hoth Therapeutics, Inc. (HOTH)
CIK: 0001711786
Period of Report: 2019-02-20
Reporting Person: Poor Kevin Jess (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-20 | Common Stock | C | 750000 | — | Acquired | 750000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-20 | Series A Convertible Preferred Stock | $ | C | 750000 | Disposed | Common Stock (750000) | Direct |
Footnotes
F1: Shares of Series A Convertible Preferred Stock automatically converted into shares of the Issuer's common stock at a 1-for-1 conversion rate immediately prior to the closing of the Issuer's initial public offering for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Issuer's Articles of Incorporation, as amended).
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