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HORTON D R INC /DE/ — Director's Dealing 2021
Mar 15, 2021
30013_dirs_2021-03-15_f2691ce1-4b1b-4f89-bb53-a07c03140d09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORTON D R INC /DE/ (DHI)
CIK: 0000882184
Period of Report: 2021-03-12
Reporting Person: Auld David V (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Common Stock | M | 9487 | — | Acquired | 220699 | Direct |
| 2021-03-12 | Common Stock | F | 3197 | $80.69 | Disposed | 217502 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-12 | Restricted Stock Units | $ | M | 9487 | Disposed | Common Stock (9487) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 211200.0 | Indirect |
Footnotes
F1: Each restricted stock unit converts into one share of DHI common stock.
F2: These shares were surrendered to issuer to cover tax obligations of the 9,487 shares of DHI common stock issued upon the vesting of the restricted stock units awarded March 12, 2020.
F3: Following all transactions listed on this Form 4, Mr. Auld owns directly 217,502 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.
F4: On March 12, 2020, the reporting person was granted 28,460 restricted stock units, vesting in three annual installments beginning March 12, 2021.