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HORTON D R INC /DE/ — Director's Dealing 2021
May 12, 2021
30013_dirs_2021-05-12_28b4a659-1d7c-43c4-9d30-a3dd7535cb2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORTON D R INC /DE/ (DHI)
CIK: 0000882184
Period of Report: 2021-05-10
Reporting Person: Auld David V (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | M | 72000 | $9.97 | Acquired | 337674 | Direct |
| 2021-05-10 | Common Stock | F | 32501 | $104.45 | Disposed | 305173 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Stock Option (right to buy) | $9.97 | M | 72000 | Disposed | 2021-09-02 | Common Stock (72000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 211200.0 | Indirect |
Footnotes
F1: These shares were surrendered to issuer to cover tax obligations and exercise price of the 72,000 shares of DHI common stock issued by the options exercised by Mr. Auld on May 10, 2021 reported in Table II of this Form 4.
F2: Following all transactions listed on this Form 4, Mr. Auld owns directly 305,173 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.
F3: Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of September 2. September 2, 2012 reflects the one-year anniversary date from the date of the stock option grant.