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HORTON D R INC /DE/ — Director's Dealing 2021
Oct 7, 2021
30013_dirs_2021-10-07_1fa1c99a-de80-4b61-973b-49d0bc1495ea.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HORTON D R INC /DE/ (DHI)
CIK: 0000882184
Period of Report: 2021-10-01
Reporting Person: Romanowski Paul J (EVP and COO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 62570 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $23.80 | 2023-03-05 | Common Stock (30000) | Direct | |
| Stock Options (right to buy) | $23.86 | 2024-03-06 | Common Stock (40000) | Direct | |
| Restricted Stock Unit | $0.00 | Common Stock (5080) | Direct | ||
| Restricted Stock Unit | $0.00 | Common Stock (8000) | Direct | ||
| Restricted Stock Unit | $0.00 | Common Stock (12000) | Direct | ||
| Restricted Stock Unit | $0.00 | Common Stock (15384) | Direct | ||
| Restricted Stock Unit | $0.00 | Common Stock (8670) | Direct |
Footnotes
F1: The stock option grant was granted March 5, 2013, has a ten-year term and vests as to 20% of the option shares on the first five anniversary dates of March 5. Accordingly, on March 5, 2014, the initial 20% of the 40,000 options granted vested.
F2: The stock option grant was granted March 6, 2014, has a ten-year term and vests as to 20% of the option shares on the first five anniversary dates of March 6. Accordingly, on March 6, 2015, the initial 20% of the 40,000 options granted vested.
F3: The restricted stock units were awarded February 14, 2017, and vest in five equal annual installments beginning February 14, 2018.
F4: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.
F5: The restricted stock units were awarded March 7, 2018, and vest in five equal annual installments beginning March 7, 2019.
F6: The restricted stock units were awarded November 26, 2018, and vest in five equal annual installments beginning November 26, 2019.
F7: The restricted stock units were awarded March 12, 2020, and vest in five equal annual installments beginning March 12, 2021.
F8: The restricted stock units were awarded March 17, 2021, and vest in five equal annual installments beginning March 17, 2022.