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HORTON D R INC /DE/ — Director's Dealing 2021
Dec 3, 2021
30013_dirs_2021-12-03_e938fda1-a9f8-48db-9511-9349de6a5d56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORTON D R INC /DE/ (DHI)
CIK: 0000882184
Period of Report: 2021-12-01
Reporting Person: Auld David V (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | M | 1187 | — | Acquired | 502710 | Direct |
| 2021-12-01 | Common Stock | F | 1187 | $97.76 | Disposed | 501523 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Restricted Stock Unit | $ | M | 708 | Disposed | Common Stock (708) | Direct | |
| 2021-12-01 | Restricted Stock Unit | $ | M | 479 | Disposed | Common Stock (479) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 211200.0 | Indirect |
Footnotes
F1: Each restricted stock unit converts into one share of DHI common stock.
F2: These shares were surrendered to issuer to cover tax obligations of the 28,460 restricted stock units awarded March 12, 2020 and the 12,835 restricted stock units awarded March 17, 2021.
F3: Following all transactions listed on this Form 4, Mr. Auld owns directly 501,523 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.
F4: Represents common stock acquired by the vesting of a portion of the 28,460 restricted stock units awarded March 12, 2020 to cover withholding tax obligations.
F5: On March 12, 2020, the reporting person was granted 28,460 restricted stock units.
F6: Represents common stock acquired by the vesting of a portion of the 12,835 restricted stock units awarded March 17, 2021 to cover withholding tax obligations.
F7: On March 17, 2021, the reporting person was granted 12,835 restricted stock units.