AI assistant
HORTON D R INC /DE/ — Director's Dealing 2012
Nov 13, 2012
30013_dirs_2012-11-13_341ff5f7-c846-4df1-a654-ca0bd0ee0fa1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORTON D R INC /DE/ (DHI)
CIK: 0000882184
Period of Report: 2012-11-08
Reporting Person: TOMNITZ DONALD J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-08 | Common Stock | M | 162500 | — | Acquired | 1055764 | Direct |
| 2012-11-12 | Common Stock | F | 65000 | $19.40 | Disposed | 990764 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-08 | Restricted Stock Units | $ | M | 162500 | Disposed | 2012-11-08 | Common Stock (162500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20568 | Indirect |
Footnotes
F1: Represents settlement in common stock of performance restricted stock units awarded September 30, 2010.
F2: These shares were surrendered to issuer to cover tax obligations on the 162,500 shares of common stock referenced in footnote 1.
F3: Following all transactions listed on this Form 4, Mr. Tomnitz owns directly 990,764 shares of DHI common stock and owns indirectly 20,568 shares of DHI common stock.
F4: Each restricted stock unit represented a contingent right to receive one share of DHI common stock upon vesting and satisfaction of certain performance goals.