AI assistant
Horizon Technology Finance Corp — Director's Dealing 2022
Dec 12, 2022
33485_dirs_2022-12-12_5b4e6e58-e24f-46e3-8451-0663f91f933f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Horizon Technology Finance Corp (HRZN)
CIK: 0001487428
Period of Report: 2022-12-09
Reporting Person: Pomeroy Robert D. Jr. (Director, CEO and Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-09 | Common Stock | P | 4000 | $13.03 | Acquired | 172821 | Direct |
| 2022-12-09 | Common Stock | P | 600 | $13.03 | Acquired | 8717 | Indirect |
Footnotes
F1: The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
F2: The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.