Horizon Technology Finance Corp — Director's Dealing 2021

May 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Horizon Technology Finance Corp (HRZN)
CIK: 0001487428
Period of Report: 2021-05-04

Reporting Person: Michaud Gerald A. (Director, President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-04	Common Stock	P	2500	$16.19	Acquired	112078	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	485	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.18 to $16.20, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.