Horizon Technology Finance Corp — Director's Dealing 2013

Nov 12, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Horizon Technology Finance Corp (HRZN)
CIK: 0001487428
Period of Report: 2013-11-11

Reporting Person: Michaud Gerald A. (Director, President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-11-11	Common Stock	P	7200	$13.8895	Acquired	13835.671	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	52641	Indirect

Footnotes

F1: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reported securities are owned directly by HTF-CHF Holdings LLC of which Reporting Person owns 33%.