AI assistant
Horizon Technology Finance Corp — Director's Dealing 2012
May 11, 2012
33485_dirs_2012-05-11_e9f334ad-a002-4b36-b1db-fc135f710856.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Horizon Technology Finance Corp (HRZN)
CIK: 0001487428
Period of Report: 2012-05-10
Reporting Person: Pomeroy Robert D. Jr. (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-10 | Common Stock | P | 500 | $16.844 | Acquired | 3313 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52641 | Indirect |
Footnotes
F1: (1) The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reported securities are owned directly by HTF-CHF Holdings LLC of which Reporting Person owns 33%.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.83 to $16.85, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.