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Horizon Technology Finance Corp — Director's Dealing 2012
May 11, 2012
33485_dirs_2012-05-11_1c5fd783-9950-4458-ab7d-623e00780ec3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Horizon Technology Finance Corp (HRZN)
CIK: 0001487428
Period of Report: 2012-05-10
Reporting Person: Mathieu Christopher M. (SVP, CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-10 | Common Stock | P | 500 | $16.82 | Acquired | 1500 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52641 | Indirect |
Footnotes
F1: (1) The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reported securities are owned directly by HTF-CHF Holdings LLC of which Reporting Person owns 15.5%.
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