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Horizon Technology Finance Corp — Director's Dealing 2012
Jun 4, 2012
33485_dirs_2012-06-04_8e87ffd5-a380-4d24-8d29-89e37a33502b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Horizon Technology Finance Corp (HRZN)
CIK: 0001487428
Period of Report: 2012-06-01
Reporting Person: Pomeroy Robert D. Jr. (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-01 | Common Stock | P | 500 | $15.42 | Acquired | 3537 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 369 | Indirect |
| Common Stock | 52641 | Indirect |
Footnotes
F1: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reported securities are owned directly by HTF-CHF Holdings LLC of which Reporting Person owns 33%.
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