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Horizon Technology Finance Corp Director's Dealing 2012

Jun 4, 2012

33485_dirs_2012-06-04_8e87ffd5-a380-4d24-8d29-89e37a33502b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Horizon Technology Finance Corp (HRZN)
CIK: 0001487428
Period of Report: 2012-06-01

Reporting Person: Pomeroy Robert D. Jr. (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-06-01 Common Stock P 500 $15.42 Acquired 3537 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 369 Indirect
Common Stock 52641 Indirect

Footnotes

F1: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reported securities are owned directly by HTF-CHF Holdings LLC of which Reporting Person owns 33%.