HORIZON BANCORP INC /IN/ — Director's Dealing 2021

Mar 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HORIZON BANCORP INC /IN/ (HBNC)
CIK: 0000706129
Period of Report: 2021-03-05

Reporting Person: NEFF JAMES D (President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-05	Common Stock	S	10400	$19.02	Disposed	249464	Direct
2021-03-08	Common Stock	S	15300	$19.46	Disposed	234164	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	11894	Indirect
Common Stock	18227	Indirect
Common Stock	45064	Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $19.0000 to $19.2650. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $19.2500 to $19.8075. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.