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HORIZON BANCORP INC /IN/ — Director's Dealing 2021
Mar 9, 2021
32377_dirs_2021-03-09_98a34f22-3df9-42bd-a59d-de742bdf805c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORIZON BANCORP INC /IN/ (HBNC)
CIK: 0000706129
Period of Report: 2021-03-08
Reporting Person: Kuhn Dennis (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock | M | 10261 | $19.4293 | Acquired | 19326 | Direct |
| 2021-03-08 | Common Stock | S | 10261 | $19.4293 | Disposed | 9065 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Stock Options | $8.99 | M | 0 | Disposed | 2023-06-18 | Common Stock (5454) | Direct |
| 2021-03-08 | Stock Options | $9.87 | M | 0 | Disposed | 2024-03-18 | Common Stock (4807) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3250 | Indirect |
| Common Stock | 2553 | Indirect |
| Common Stock | 4365 | Indirect |
Footnotes
F1: Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.
F2: The option was granted on 6/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
F3: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
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