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HORIZON BANCORP INC /IN/ Director's Dealing 2021

Mar 9, 2021

32377_dirs_2021-03-09_98a34f22-3df9-42bd-a59d-de742bdf805c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HORIZON BANCORP INC /IN/ (HBNC)
CIK: 0000706129
Period of Report: 2021-03-08

Reporting Person: Kuhn Dennis (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-08 Common Stock M 10261 $19.4293 Acquired 19326 Direct
2021-03-08 Common Stock S 10261 $19.4293 Disposed 9065 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-08 Stock Options $8.99 M 0 Disposed 2023-06-18 Common Stock (5454) Direct
2021-03-08 Stock Options $9.87 M 0 Disposed 2024-03-18 Common Stock (4807) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3250 Indirect
Common Stock 2553 Indirect
Common Stock 4365 Indirect

Footnotes

F1: Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.

F2: The option was granted on 6/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F3: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.