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HORIZON BANCORP INC /IN/ Director's Dealing 2021

Nov 15, 2021

32377_dirs_2021-11-15_7efd1833-9f4e-48d0-98a8-49aa978089e4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HORIZON BANCORP INC /IN/ (HBNC)
CIK: 0000706129
Period of Report: 2021-11-09

Reporting Person: DeRuiter Kathie A (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-09 Common Stock M 4416 $20.2156 Acquired 10785 Direct
2021-11-09 Common Stock S 4416 $20.2156 Disposed 6369 Direct
2021-11-09 Common Stock M 402 $20.2156 Acquired 6771 Direct
2021-11-09 Common Stock S 402 $20.2156 Disposed 6369 Direct
2021-11-10 Common Stock M 3492 $20.1253 Acquired 9861 Direct
2021-11-10 Common Stock S 3492 $20.1253 Disposed 6369 Direct
2021-11-10 Common Stock M 5356 $20.1253 Acquired 11725 Direct
2021-11-10 Common Stock S 5356 $20.1253 Disposed 6369 Direct
2021-11-10 Common Stock M 10347 $20.1253 Acquired 16716 Direct
2021-11-10 Common Stock S 10347 $20.1253 Disposed 6369 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-09 Stock Options $8.99 M 4416 Disposed 2023-06-18 Common Stock (4416.0) Direct
2021-11-09 Stock Options $9.87 M 402 Disposed 2024-03-18 Common Stock (402.0) Direct
2021-11-10 Stock Options $9.87 M 3492 Disposed 2024-03-18 Common Stock (3492.0) Direct
2021-11-10 Stock Options $10.59 M 5356 Disposed 2025-03-17 Common Stock (5356.0) Direct
2021-11-10 Stock Options $10.38 M 10347 Disposed 2026-03-15 Common Stock (10347.0) Direct

Footnotes

F1: The option was granted on 06/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F2: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F3: The option was granted on 03/17/2015 and vested in three equal annual installments beginning on the first anniversary of the date of grant.

F4: The option was granted on 03/15/2016 and vested in three equal annual installments beginning on the first anniversary of the date of grant.