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HORIZON BANCORP INC /IN/ — Director's Dealing 2021
Nov 15, 2021
32377_dirs_2021-11-15_7efd1833-9f4e-48d0-98a8-49aa978089e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORIZON BANCORP INC /IN/ (HBNC)
CIK: 0000706129
Period of Report: 2021-11-09
Reporting Person: DeRuiter Kathie A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-09 | Common Stock | M | 4416 | $20.2156 | Acquired | 10785 | Direct |
| 2021-11-09 | Common Stock | S | 4416 | $20.2156 | Disposed | 6369 | Direct |
| 2021-11-09 | Common Stock | M | 402 | $20.2156 | Acquired | 6771 | Direct |
| 2021-11-09 | Common Stock | S | 402 | $20.2156 | Disposed | 6369 | Direct |
| 2021-11-10 | Common Stock | M | 3492 | $20.1253 | Acquired | 9861 | Direct |
| 2021-11-10 | Common Stock | S | 3492 | $20.1253 | Disposed | 6369 | Direct |
| 2021-11-10 | Common Stock | M | 5356 | $20.1253 | Acquired | 11725 | Direct |
| 2021-11-10 | Common Stock | S | 5356 | $20.1253 | Disposed | 6369 | Direct |
| 2021-11-10 | Common Stock | M | 10347 | $20.1253 | Acquired | 16716 | Direct |
| 2021-11-10 | Common Stock | S | 10347 | $20.1253 | Disposed | 6369 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-09 | Stock Options | $8.99 | M | 4416 | Disposed | 2023-06-18 | Common Stock (4416.0) | Direct |
| 2021-11-09 | Stock Options | $9.87 | M | 402 | Disposed | 2024-03-18 | Common Stock (402.0) | Direct |
| 2021-11-10 | Stock Options | $9.87 | M | 3492 | Disposed | 2024-03-18 | Common Stock (3492.0) | Direct |
| 2021-11-10 | Stock Options | $10.59 | M | 5356 | Disposed | 2025-03-17 | Common Stock (5356.0) | Direct |
| 2021-11-10 | Stock Options | $10.38 | M | 10347 | Disposed | 2026-03-15 | Common Stock (10347.0) | Direct |
Footnotes
F1: The option was granted on 06/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
F2: The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
F3: The option was granted on 03/17/2015 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
F4: The option was granted on 03/15/2016 and vested in three equal annual installments beginning on the first anniversary of the date of grant.