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HORACE MANN EDUCATORS CORP /DE/ — Director's Dealing 2017
Jan 4, 2017
31760_dirs_2017-01-04_a325aeef-29ed-4fb8-b8bb-a3bb006e10bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORACE MANN EDUCATORS CORP /DE/ (HMN)
CIK: 0000850141
Period of Report: 2016-12-30
Reporting Person: HALLMAN DWAYNE D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-30 | Common Stock | M | 10255 | $17.01 | Acquired | 127366.373 | Direct |
| 2016-12-30 | Common Stock | F | 4075 | $42.80 | Disposed | 123291.373 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-30 | Employee Stock Option (right to buy) | $17.01 | M | 10255 | Disposed | 2018-03-09 | Common Stock (10255) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2588.807 | Indirect |
Footnotes
F1: Represents 99,620.786 vested restricted stock units, 7,331.587 deferred Common Stock equivalent units and 20,414 shares of Common Stock.
F2: Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.
F3: Represents 99,620.786 vested restricted stock units, 7,331.587 deferred Common Stock equivalent units and 16,339 shares of Common Stock.
F4: Held by the Horace Mann Supplemental Retirement & Savings Trust (401(K)).
F5: There are no further options of this class.