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HORACE MANN EDUCATORS CORP /DE/ — Director's Dealing 2013
Mar 7, 2013
31760_dirs_2013-03-07_3069899c-658d-4cca-bb62-9f23c41bd59e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORACE MANN EDUCATORS CORP /DE/ (HMN)
CIK: 0000850141
Period of Report: 2013-03-05
Reporting Person: HALLMAN DWAYNE D (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-05 | Common Stock | A | 12988.641 | — | Acquired | 76281.524 | Direct |
| 2013-03-05 | Common Stock | A | 4857 | — | Acquired | 81138.524 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-05 | Employee Stock Option (right to buy) | $20.60 | A | 18496 | Acquired | 2020-03-05 | Common Stock (18496) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1703.564 | Indirect |
Footnotes
F1: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in two equal annual installments beginning December 31, 2013.
F2: Represents 69,732.903 restricted stock units and 6,548.621 deferred Common Stock equivalent units.
F3: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 5, 2016.
F4: Represents 74,589.903 restricted stock units and 6,548.621 deferred Common Stock equivalent units.
F5: Held by the Horace Mann Supplemental Retirement & Savings Trust (401(K)).
F6: The option vests in four equal annual installments beginning on March 5, 2014.