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HORACE MANN EDUCATORS CORP /DE/ — Director's Dealing 2013
Jun 14, 2013
31760_dirs_2013-06-14_a4b05602-4953-4d4d-bac4-de1b23e75346.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORACE MANN EDUCATORS CORP /DE/ (HMN)
CIK: 0000850141
Period of Report: 2013-06-12
Reporting Person: HALLMAN DWAYNE D (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-12 | Common Stock | M | 7924 | $20.23 | Acquired | 41213.423 | Direct |
| 2013-06-12 | Common Stock | M | 6481 | $16.81 | Acquired | 47694.423 | Direct |
| 2013-06-12 | Common Stock | S | 14405 | $24.8902 | Disposed | 33289.423 | Direct |
| 2013-06-13 | Common Stock | M | 4087 | $16.81 | Acquired | 37376.423 | Direct |
| 2013-06-13 | Common Stock | S | 4087 | $24.9328 | Disposed | 33289.423 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-12 | Employee Stock Option (right to buy) | $20.23 | M | 7924 | Disposed | 2014-03-06 | Common Stock (7924) | Direct |
| 2013-06-12 | Employee Stock Option (right to buy) | $16.81 | M | 6481 | Disposed | 2015-03-05 | Common Stock (6481) | Direct |
| 2013-06-13 | Employee Stock Option (right to buy) | $16.81 | M | 4087 | Disposed | 2015-03-05 | Common Stock (4087) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1825.16 | Indirect |
Footnotes
F1: Represents 26,679.556 restricted stock units, 6,609.867 deferred Common Stock equivalent units and 7,924 shares of Common Stock.
F2: Represents 26,679.556 restricted stock units, 6,609.867 deferred Common Stock equivalent units and 14,405 shares of Common Stock.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.80 to $25.07.
F4: Represents 26,679.556 restricted stock units and 6,609.867 deferred Common Stock equivalent units.
F5: Represents 26,679.556 restricted stock units, 6,609.867 deferred Common Stock equivalent units and 4,087 shares of Common Stock.
F6: Held by the Horace Mann Supplemental Retirement & Savings Trust (401(K)).