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HORACE MANN EDUCATORS CORP /DE/ — Director's Dealing 2013
Dec 10, 2013
31760_dirs_2013-12-10_6eb197be-91cb-480e-9661-11265a084d78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORACE MANN EDUCATORS CORP /DE/ (HMN)
CIK: 0000850141
Period of Report: 2013-12-06
Reporting Person: HECKMAN PETER H (Former President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-06 | Common Stock | M | 5873 | $6.91 | Acquired | 124609.011 | Direct |
| 2013-12-06 | Common Stock | S | 5873 | $30.765 | Disposed | 118736.011 | Direct |
| 2013-12-06 | Common Stock | M | 8624 | $13.83 | Acquired | 127360.011 | Direct |
| 2013-12-06 | Common Stock | S | 8624 | $30.846 | Disposed | 118736.011 | Direct |
| 2013-12-09 | Common Stock | M | 1028 | $16.81 | Acquired | 119764.011 | Direct |
| 2013-12-09 | Common Stock | S | 1028 | $30.662 | Disposed | 118736.011 | Direct |
| 2013-12-09 | Common Stock | M | 14755 | $13.83 | Acquired | 133491.011 | Direct |
| 2013-12-09 | Common Stock | S | 14755 | $30.722 | Disposed | 118736.011 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-06 | Employee Stock Option (right to buy) | $6.91 | M | 5873 | Disposed | 2016-03-04 | Common Stock (5873) | Direct |
| 2013-12-06 | Employee Stock Option (right to buy) | $13.83 | M | 8624 | Disposed | 2017-03-03 | Common Stock (8624) | Direct |
| 2013-12-09 | Employee Stock Option (right to buy) | $16.81 | M | 1028 | Disposed | 2015-03-05 | Common Stock (1028) | Direct |
| 2013-12-09 | Employee Stock Option (right to buy) | $13.83 | M | 14755 | Disposed | 2017-03-03 | Common Stock (14755) | Direct |
Footnotes
F1: Represents 69,763.125 restricted stock units, 37,272.566 deferred Common Stock equivalent units and 17,573.320 shares of Common Stock.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.71 to $30.86.
F3: Represents 69,763.125 restricted stock units, 37,272.566 deferred Common Stock equivalent units and 11,700.320 shares of Common Stock.
F4: Represents 69,763.125 restricted stock units, 37,272.566 deferred Common Stock equivalent units and 20,324.320 shares of Common Stock.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.71 to $31.12.
F6: Represents 69,763.125 restricted stock units, 37,272.566 deferred Common Stock equivalent units and 12,728.320 shares of Common Stock.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.65 to $30.68.
F8: Represents 69,763.125 restricted stock units, 37,272.566 deferred Common Stock equivalent units and 26,455.320 shares of Common Stock.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.68 to $30.79.