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HORACE MANN EDUCATORS CORP /DE/ — Director's Dealing 2013
Dec 23, 2013
31760_dirs_2013-12-23_21aec9b3-8773-426d-8e01-e8d0e3dec913.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORACE MANN EDUCATORS CORP /DE/ (HMN)
CIK: 0000850141
Period of Report: 2013-12-19
Reporting Person: HECKMAN PETER H (Former President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-19 | Common Stock | M | 3659 | $16.81 | Acquired | 114666.011 | Direct |
| 2013-12-19 | Common Stock | S | 3659 | $30.252 | Disposed | 111007.011 | Direct |
| 2013-12-19 | Common Stock | M | 5341 | $6.91 | Acquired | 116348.011 | Direct |
| 2013-12-19 | Common Stock | S | 5341 | $30.326 | Disposed | 111007.011 | Direct |
| 2013-12-20 | Common Stock | M | 5948 | $16.81 | Acquired | 116955.011 | Direct |
| 2013-12-20 | Common Stock | S | 5948 | $30.641 | Disposed | 111007.011 | Direct |
| 2013-12-20 | Common Stock | M | 8286 | $6.91 | Acquired | 119293.011 | Direct |
| 2013-12-20 | Common Stock | S | 8286 | $30.846 | Disposed | 111007.011 | Direct |
| 2013-12-20 | Common Stock | M | 423 | $13.83 | Acquired | 111430.011 | Direct |
| 2013-12-20 | Common Stock | S | 423 | $31.05 | Disposed | 111007.011 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-19 | Employee Stock Option (right to buy) | $16.81 | M | 3659 | Disposed | 2015-03-05 | Common Stock (3659) | Direct |
| 2013-12-19 | Employee Stock Option (right to buy) | $6.91 | M | 5341 | Disposed | 2016-03-04 | Common Stock (5341) | Direct |
| 2013-12-20 | Employee Stock Option (right to buy) | $16.81 | M | 5948 | Disposed | 2015-03-05 | Common Stock (5948) | Direct |
| 2013-12-20 | Employee Stock Option (right to buy) | $6.91 | M | 8286 | Disposed | 2016-03-04 | Common Stock (8286) | Direct |
| 2013-12-20 | Employee Stock Option (right to buy) | $13.83 | M | 423 | Disposed | 2017-03-03 | Common Stock (423) | Direct |
Footnotes
F1: Represents 69,763.125 restricted stock units, 37,272.566 deferred Common Stock equivalent units and 7,630.320 shares of Common Stock.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.18 to $30.36.
F3: Represents 69,763.125 restricted stock units, 37,272.566 deferred Common Stock equivalent units and 3,971.320 shares of Common Stock.
F4: Represents 69,763.125 restricted stock units, 37,272.566 deferred Common Stock equivalent units and 9,312.320 shares of Common Stock.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.30 to $30.36.
F6: Represents 69,763.125 restricted stock units, 37,272.566 deferred Common Stock equivalent units and 9,919.320 shares of Common Stock.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.55 to $30.70.
F8: Represents 69,763.125 restricted stock units, 37,272.566 deferred Common Stock equivalent units and 12,257.320 shares of Common Stock.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.70 to $31.05.
F10: Represents 69,763.125 restricted stock units, 37,272.566 deferred Common Stock equivalent units and 4,394.320 shares of Common Stock.