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HOPE BANCORP INC — Director's Dealing 2025
May 28, 2025
31990_dirs_2025-05-27_f659ca3c-f192-495b-a3f0-48c010809361.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2025-05-22
Reporting Person: HA DAISY Y (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-05-22 | Common Stock | A | 5357 | $10.08 | Acquired | 452163 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 141427 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock option (right to buy) | $17.18 | 2026-09-01 | Common Stock (20000) | 20000 | Direct |
| Non-qualified stock option (right to buy) | $14.65 | 2025-08-25 | Common Stock (4404) | 4404 | Direct |
Footnotes
F1: Total 5,357 Restricted Stock Units ("RSU") were granted on May 22, 2025 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Hope common stock. 5,357 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
F2: Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.
F3: Received in exchange for 6,262 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc.
into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common
stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.