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HOPE BANCORP INC — Director's Dealing 2022
May 24, 2022
31990_dirs_2022-05-23_49d13a28-39b5-477c-9956-8c85b5dbc0a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2022-05-19
Reporting Person: Koh Steven (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-19 | Common Stock | A | 6022 | $0.00 | Acquired | 60788 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3298043 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock option (right to buy) | $17.18 | 2026-09-01 | Common Stock (30000) | 30000 | Direct |
| Stock Option (right to buy) | $14.65 | 2025-08-25 | Common Stock (6167) | 6167 | Direct |
Footnotes
F1: Total 6,022 Restricted Stock Units ("RSU") were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 6,022 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
F2: These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.