AI assistant
HOPE BANCORP INC — Director's Dealing 2021
Feb 11, 2021
31990_dirs_2021-02-10_2399cb78-535c-4579-9465-b7888f8916f0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2020-12-31
Reporting Person: Whang Scott Yoon-suk (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-16 | Common Stock | G | 3000 | $0.00 | Disposed | 34702 | Indirect |
| 2020-12-16 | Common Stock | G | 3000 | $0.00 | Acquired | 20700 | Indirect |
| 2020-12-16 | Common Stock | G | 2000 | $0.00 | Disposed | 32702 | Indirect |
| 2020-12-16 | Common Stock | G | 2000 | $0.00 | Acquired | 13800 | Indirect |
| 2020-12-16 | Common Stock | G | 1000 | $0.00 | Disposed | 31702 | Indirect |
Footnotes
F1: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person's wife as custodian of three of six grandchildren under Uniform Gifts to Minors Act. On 12/16/2020, reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. Reporting person disclaims beneficial ownership of all securities held by his grandchildren, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934 or for any other purpose.
F2: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person as custodian of two of six grandchildren under Uniform Gifts to Minors Act. On 12/16/2020, reporting person gifted to two of six grandchildren common stock in the amount of 1,000 shares each. Reporting person disclaims beneficial ownership of all securities held by his grandchildren, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934 or for any other purpose.
F3: Transfer of 1,000 shares of common stock from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to a beneficiary grandchild who reached the age of majority on 11/5/2017.