AI assistant
HOPE BANCORP INC — Director's Dealing 2020
Jun 3, 2020
31990_dirs_2020-06-03_092789f4-cdee-43a6-b332-ac46731c92b2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2020-06-01
Reporting Person: Koh Steven (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-01 | Common Stock | S | 5760 | $9.61 | Disposed | 3745789 | Indirect |
| 2020-06-02 | Common Stock | S | 18875 | $9.466 | Disposed | 3726914 | Indirect |
| 2020-06-03 | Common Stock | S | 30913 | $9.775 | Disposed | 3696001 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock option (right to buy) | $17.18 | 2026-09-01 | Common Stock (30000) | 30000 | Direct |
| Stock Option (right to buy) | $5.02 | 2022-01-28 | Common Stock (105510) | 105510 | Direct |
| Stock Option (right to buy) | $14.65 | 2025-08-25 | Common Stock (6167) | 6167 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.610 to $9.615, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.46 to $9.47, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F3: These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.