HOPE BANCORP INC — Director's Dealing 2020

Jun 22, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2020-06-18

Reporting Person: JHUNG JIN CHUL (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-18	Restricted Stock Units	$	A	5882	Acquired		Common stock (5882)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	47926	Direct
Common Stock	189193	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-qualified stock option (right to buy)	$17.18	2026-09-01	Common stock (20000)	20000	Direct

Footnotes

F1: Ownership includes 189,193 shares gifted to an irrevocable trust with his spouse as sole trustee to which Mr. Jhung retains the sole voting and
investment power.

F2: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F3: These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.