HOPE BANCORP INC — Director's Dealing 2020

Jun 22, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2020-06-18

Reporting Person: Koh Steven (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-18	Restricted Stock Units	$	A	9019	Acquired		Common Stock (9019)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3304710	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-qualified stock option (right to buy)	$17.18	2026-09-01	Common Stock (30000)	30000	Direct
Stock Option (right to buy)	$5.02	2022-01-28	Common Stock (105510)	105510	Direct
Stock Option (right to buy)	$14.65	2025-08-25	Common Stock (6167)	6167	Direct

Footnotes

F1: Total 9,019 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 9,019 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F2: These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.