HOPE BANCORP INC — Director's Dealing 2019

Aug 26, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HOPE BANCORP INC (HOPE)
CIK: 0001128361
Period of Report: 2019-08-22

Reporting Person: Koh Steven (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-22	Common Stock	S	16510	$13.6164	Disposed	0	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3226092	Indirect
Common Stock	608261	Indirect
Common Stock	805	Indirect
Common Stock	805	Indirect
Common Stock	6667	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-qualified stock option (right to buy)	$17.18	2026-09-01	Common Stock (30000)	30000	Direct
Stock Option (right to buy)	$5.02	2022-01-28	Common Stock (105510)	105510	Direct
Stock Option (right to buy)	$14.65	2025-08-25	Common Stock (6167)	6167	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.61 to $13.64, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.